CUSIP Information and Conversion Fee Schedule

Series A – Prospect Capital Convertible Preferred Stock

Conversion Fee Schedule

*CUSIP #Original CUSIP IssuedIssue Date9%8%7%6%5%0%
74350D20110/6/202210/6/202310/6/202410/6/202510/6/202610/6/202710/6/2028
74290T7619/22/20229/22/20239/22/20249/22/20259/22/20269/22/20279/22/2028
74290T7879/8/20229/8/20239/8/20249/8/20259/8/20269/8/20279/8/2028
74290T8118/18/20228/18/20238/18/20248/18/20258/18/20268/18/20278/18/2028
74290T8298/4/20228/4/20238/4/20248/4/20258/4/20268/4/20278/4/2028
74290T8527/21/20227/21/20237/21/20247/21/20257/21/20267/21/20277/21/2028
74290T8787/7/20227/7/20237/7/20247/7/20257/7/20267/7/20277/7/2028
74290T8036/23/20226/23/20236/23/20246/23/20256/23/20266/23/20276/23/2028
74290T6056/9/20226/9/20236/9/20246/9/20256/9/20266/9/20276/9/2028
74290T5065/27/20225/27/20235/27/20245/27/20255/27/20265/27/20275/27/2028
74290T2095/13/20225/13/20235/13/20245/13/20255/13/20265/13/20275/13/2028
74349X2014/21/20224/21/20234/21/20244/21/20254/21/20264/21/20274/21/2028
74348T1364/7/20224/7/20234/7/20244/7/20254/7/20264/7/20274/7/2028
74348T1513/24/20223/24/20233/24/20243/24/20253/24/20263/24/20273/24/2028
74348T45874348T1773/10/20223/10/20233/10/20243/10/20253/10/20263/10/20273/10/2028
74348T45874348T2272/17/20222/17/20232/17/20242/17/20252/17/20262/17/20272/17/2028
74348T45874348T2432/3/20222/3/20232/3/20242/3/20252/3/20262/3/20272/3/2028
74348T45874348T2681/20/20221/20/20231/20/20241/20/20251/20/20261/20/20271/20/2028
74348T45874348T2841/6/20221/6/20231/6/20241/6/20251/6/20261/6/20271/6/2028
74348T45874348T32612/23/202112/23/202212/23/202312/23/202412/23/202512/23/202612/23/2027
74348T45874348T34212/9/202112/9/202212/9/202312/9/202412/9/202512/9/202612/9/2027
74348T45874348T36711/24/202111/24/202211/24/202311/24/202411/24/202511/24/202611/24/2027
74348T45874348T38311/12/202111/12/202211/12/202311/12/202411/12/202511/12/202611/12/2027
74348T45874348T41710/21/202110/21/202210/21/202310/21/202410/21/202510/21/202610/21/2027
74348T45874348T42510/7/202110/7/202210/7/202310/7/202410/7/202510/7/202610/7/2027
74348T45874348T4589/23/20219/23/20229/23/20239/23/20249/23/20259/23/20269/23/2027
74348T75574348T4749/9/20219/9/20229/9/20239/9/20249/9/20259/9/20269/9/2027
74348T75574348T4908/19/20218/19/20228/19/20238/19/20248/19/20258/19/20268/19/2027
74348T75574348T5248/5/20218/5/20228/5/20238/5/20248/5/20258/5/20268/5/2027
74348T75574348T5577/22/20217/22/20227/22/20237/22/20247/22/20257/22/20267/22/2027
74348T75574348T5817/8/20217/8/20227/8/20237/8/20247/8/20257/8/20267/8/2027
74348T75574348T6156/24/20216/24/20226/24/20236/24/20246/24/2026/24/20266/24/2027
74348T75574348T6316/10/20216/10/20216/10/20226/10/20236/10/20246/10/20256/10/2026
74348T75574348T6565/28/20215/28/20215/28/20225/28/20235/28/20245/28/20255/28/2026
74348T75574348T6805/14/20215/14/20215/14/20225/14/20235/14/20245/14/20255/14/2026
74348T75574348T7144/22/20214/22/20214/22/20224/22/20234/22/20244/22/20254/22/2026
74348T75574348T7304/8/20214/8/20214/8/20224/8/20234/8/20244/8/20254/8/2026
74348T75574348T7553/18/20213/18/20213/18/20223/18/20233/18/20243/18/20253/18/2026
74348T50874348T7633/17/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T50874348T7893/4/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T50874348T7972/18/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T50874348T8132/4/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T50874348T8391/21/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T50874348T8471/7/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T50874348T85412/24/202010/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T50874348T86212/10/202010/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T50874348T87011/19/202010/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T50874348T80511/5/202010/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T50874348T50810/22/202010/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025

Series M – Prospect Capital Convertible Preferred Stock

Conversion Fee Schedule

*CUSIP #Original CUSIP IssuedIssue Date3 Month Dividend Recapture0%
74290T74610/6/202210/6/202310/6/2024
74290T7539/22/20229/22/20239/22/2024
74290T7799/8/20229/8/20239/8/2024
74290T7958/18/20228/18/20238/18/2024
74290T8378/4/20228/4/20238/4/2024
74290T8457/21/20227/21/20237/21/2024
74290T8607/7/20227/7/20237/7/2024
74290T8866/23/20226/23/20236/23/2024
74290T7046/9/20226/9/20236/9/2024
74290T4075/27/20225/27/20235/27/2024
74290T3085/13/20225/13/20235/13/2024
74349X3004/21/20224/21/20234/21/2024
74348T1284/7/20224/7/20234/7/2024
74348T1443/24/20223/24/20233/24/2024
74348T44174348T1693/10/20223/10/20233/10/2024
74348T44174348T2192/17/20222/17/20232/17/2024
74348T44174348T2352/3/20222/3/20232/3/2024
74348T44174348T2501/20/20221/20/20231/20/2024
74348T44174348T2761/6/20221/6/20231/6/2024
74348T44174348T31812/23/202112/23/20221223/2023
74348T44174348T33412/9/202112/9/202212/9/2023
74348T44174348T35911/24/202111/24/202211/24/2023
74348T44174348T37511/12/202111/12/202211/12/2023
74348T44174348T39110/21/202110/21/202210/21/2023
74348T44174348T43310/7/202110/7/202210/7/2023
74348T44174348T4419/23/20219/23/20229/23/2023
74348T74874348T4669/9/20219/9/20229/9/2023
74348T74874348T4828/19/20218/19/20228/19/2023
74348T74874348T5168/5/20218/5/20228/5/2023
74348T74874348T5407/22/20217/22/20237/22/2023
74348T74874348T5737/8/20217/8/20227/8/2023
74348T74874348T5996/24/20216/24/20226/24/2023
74348T74874348T6236/10/20216/10/20216/10/2022
74348T74874348T6495/28/20215/28/20215/28/2022
74348T74874348T6725/14/20215/14/20215/14/2022
74348T74874348T6984/22/20214/22/20214/22/2022
74348T74874348T7224/8/20214/8/20214/8/2022
74348T74874348T7483/18/20213/18/20213/18/2022
74348T60774348T6073/4/20211/7/20211/7/2022
74348T60774348T6072/18/20211/7/20211/7/2022
74348T60774348T6071/7/20211/7/20211/7/2022

*In order to streamline the operations of the offering relating to maintaining multiple CUSIP numbers, the Issuer has consolidated the CUSIPs issued during a six month period into a single CUSIP number. Please see the section titled, “Issuance Date Consolidation”, on page S-9 of the Prospectus for Additional Information