CUSIP Information and Conversion Fee Schedule

Series A – Prospect Capital Convertible Preferred Stock

Conversion Fee Schedule

CUSIP #Issue Date9%8%7%6%5%0%
7438T36711/24/202111/24/202211/24/202311/24/202411/24/202511/24/202611/24/2027
7438T38311/12/202111/12/202211/12/202311/12/202411/12/202511/12/202611/12/2027
7438T41710/21/202110/21/202210/21/202310/21/202410/21/202510/21/202610/21/2027
7438T42510/7/202110/7/202210/7/202310/7/202410/7/202510/7/202610/7/2027
7438T4589/23/20219/23/20229/23/20239/23/20249/23/20259/23/20269/23/2027
7438T4749/9/20219/9/20229/9/20239/9/20249/9/20259/9/20269/9/2027
7438T4908/19/20218/19/20228/19/20238/19/20248/19/20258/19/20268/19/2027
74348T5248/5/20218/5/20228/5/20238/5/20248/5/20258/5/20268/5/2027
74348T5577/22/20217/22/20227/22/20237/22/20247/22/20257/22/20267/22/2027
74348T5817/8/20217/8/20227/8/20237/8/20247/8/20257/8/20267/8/2027
74348T6156/24/20216/24/20226/24/20236/24/20246/24/2026/24/20266/24/2027
74348T6316/10/20216/10/20216/10/20226/10/20236/10/20246/10/20256/10/2026
74348T6565/28/20215/28/20215/28/20225/28/20235/28/20245/28/20255/28/2026
74348T6805/14/20215/14/20215/14/20225/14/20235/14/20245/14/20255/14/2026
74348T7144/22/20214/22/20214/22/20224/22/20234/22/20244/22/20254/22/2026
74348T7304/8/20214/8/20214/8/20224/8/20234/8/20244/8/20254/8/2026
74348T7553/18/20213/18/20213/18/20223/18/20233/18/20243/18/20253/18/2026
74348T7633/17/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T7893/4/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T7972/18/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T8132/4/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T8391/21/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T8471/7/202110/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T85412/24/202010/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T86212/10/202010/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T87011/19/202010/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T80511/5/202010/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025
74348T50810/22/202010/22/202010/22/202110/22/202210/22/202310/22/202410/22/2025

Series M – Prospect Capital Convertible Preferred Stock

Conversion Fee Schedule

CUSIP #Issue Date3 Month Dividend Recapture0%
74348T35911/24/202111/24/202211/24/2023
74348T37511/12/202111/12/202211/12/2023
74348T39110/21/202110/21/202210/21/2023
74348T43310/7/202110/7/202210/7/2023
74348T4419/23/20219/23/20229/23/2023
74348T4669/9/20219/9/20229/9/2023
74348T4828/19/20218/19/20228/19/2023
74348T5168/5/20218/5/20228/5/2023
74348T5407/22/20217/22/20237/22/2023
74348T5737/8/20217/8/20227/8/2023
74348T5996/24/20216/24/20226/24/2023
74348T6236/10/20216/10/20216/10/2022
74348T6495/28/20215/28/20215/28/2022
74348T6725/14/20215/14/20215/14/2022
74348T6984/22/20214/22/20214/22/2022
74348T7224/8/20214/8/20214/8/2022
74348T7483/18/20213/18/20213/18/2022
74348T6073/4/20211/7/20211/7/2022
74348T6072/18/20211/7/20211/7/2022
74348T6071/7/20211/7/20211/7/2022