CUSIP Info

CUSIP Information and Redemption Fee Schedule

Series A4 – Prospect Capital Preferred Stock

Redemption Fee Schedule

*CUSIP #Original CUSIP IssuedIssue Date10%10%10%8%5%0%
74349X1448/1/20248/1/20258/1/20268/1/20278/1/20288/1/20298/1/2030
74349X2197/18/20247/18/20257/18/20267/18/20277/18/20287/18/20297/18/2030
74349X2507/3/20247/3/20257/3/20267/3/20277/3/20287/3/20297/3/2030
74349X2926/20/20246/20/20256/20/20266/20/20276/20/20286/20/20296/20/2030
74349X3676/6/20246/6/20256/6/20266/6/20276/6/20286/6/20296/6/2030
74349X4175/23/20245/23/20255/23/20265/23/20275/23/20285/23/20295/23/2030
74349X4825/2/20245/2/20255/2/20265/2/20275/2/20285/2/20295/2/2030
74349X5244/18/20244/18/20254/18/20264/18/20274/18/20284/18/20294/18/2030
74349X5734/4/20244/4/20254/4/20264/4/20274/4/20284/4/20294/4/2030
74349X6563/21/20243/21/20253/21/20263/21/20273/21/20283/21/20293/21/2030
74349X6983/7/20243/7/20253/7/20263/7/20273/7/20283/7/20293/7/2030
74349X7482/22/20242/22/20252/22/20262/22/20272/22/20282/22/20292/22/2030
74349X8212/15/20242/15/20252/15/20262/15/20272/15/20282/15/20292/15/2030
74290T8541/18/20241/18/20251/18/20261/18/20271/18/20281/18/20291/18/2030

Series M4 – Prospect Capital Preferred Stock

Redemption Fee Schedule

*CUSIP #Original CUSIP IssuedIssue Date3 Month Dividend Recapture0%
74349X1368/1/20248/1/20258/1/2026
74349X1937/18/20247/18/20257/18/2026
74349X2687/3/20247/3/20257/3/2026
74349X2846/20/20246/20/20256/20/2026
74349X3756/6/20246/6/20256/6/2026
74349X3915/23/20245/23/20255/23/2026
74349X4665/2/20245/2/20255/2/2026
74349X5164/18/20244/18/20254/18/2026
74349X5654/4/20244/4/20254/4/2026
74349X6493/21/20243/21/20253/21/2026
74349X6803/7/20243/7/20253/7/2026
74349X7552/22/20242/22/20252/22/2026
74349X7302/15/20242/15/20252/15/2026
74349X8471/18/20241/18/20251/18/2026

*In order to streamline the operations of the offering relating to maintaining multiple CUSIP numbers, the Issuer has consolidated the CUSIPs issued during a six month period into a single CUSIP number. Please see the section titled, “Issuance Date Consolidation”, on page S-9 of the Prospectus for Additional Information

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