Trade Dates

Prospect Capital Convertible Preferred Stock

Order Trade Settle First Dividend Dividend Period
01/05/2021 01/06/2021 01/07/2021 02/01/2021 21
01/19/2021 01/20/2021 01/21/2021 03/01/2021 41
02/02/2021 02/03/2021 02/04/2021 03/01/2021 24
02/16/2021 02/17/2021 02/18/2021 04/01/2021 40
03/02/2021 03/03/2021 03/04/2021 04/01/2021 27
03/16/2021 03/17/2021 03/18/2021 05/03/2021 47
04/06/2021 04/07/2021 04/08/2021 05/03/2021 22
04/20/2021 04/21/2021 04/22/2021 06/01/2021 38
05/10/2021 05/11/2021 05/14/2021 06/01/2021 19
05/24/2021 05/25/2021 05/28/2021 07/01/2021 35
06/08/2021 06/09/2021 06/10/2021 07/01/2021 20
06/22/2021 06/23/2021 06/24/2021 08/02/2021 36
07/06/2021 07/07/2021 07/08/2021 08/02/2021 23
07/20/2021 07/21/2021 07/22/2021 09/01/2021 38
08/03/2021 08/04/2021 08/05/2021 09/01/2021 25
08/17/2021 08/18/2021 08/19/2021 10/01/2021 42
09/07/2021 09/08/2021 09/09/2021 10/01/2021 21
09/21/2021 09/22/2021 09/23/2021 11/01/2021 38
10/05/2021 10/06/2021 10/07/2021 11/01/2021 23
10/19/2021 10/20/2021 10/21/2021 12/01/2021 40
11/02/2021 11/03/2021 11/04/2021 12/01/2021 26
11/16/2021 11/17/2021 11/18/2021 01/03/2022 41
12/07/2021 12/08/2021 12/09/2021 01/03/2022 22
12/21/2021 12/22/2021 12/23/2021 02/01/2022 38


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