CUSIP Info

CUSIP Information and Redemption Fee Schedule

Series A5 – Prospect Capital Preferred Stock

Redemption Fee Schedule

*CUSIP #Original CUSIP IssuedIssue Date10%10%10%8%5%0%
74350D5731/16/20251/16/20261/16/20271/16/20281/16/20291/16/20301/16/2031
74350D5401/30/20251/30/20261/30/20271/30/20281/30/20291/30/20301/30/2031
74350D5242/13/20252/13/20262/13/20272/13/20282/13/20292/13/20302/13/2031
74350D4902/27/20252/27/20262/27/20272/27/20282/27/20292/27/20302/27/2031
74350D4583/13/20253/13/20263/13/20273/13/20283/13/20293/13/20303/13/2031
74350D4333/27/20253/27/20263/27/20273/27/20283/27/20293/27/20303/27/2031
74350D3834/10/20254/10/20264/10/20274/10/20284/10/20294/10/20304/10/2031
74350D3674/24/20254/24/20264/24/20274/24/20284/24/20294/24/20304/24/2031
74350D3425/15/20255/15/20265/15/20275/15/20285/15/20295/15/20305/15/2031
74350D3185/29/20255/29/20265/29/20275/29/20285/29/20295/29/20305/29/2031
74350D2766/12/20256/12/20266/12/20276/12/20286/12/20296/12/20306/12/2031
74350D2506/26/20256/26/20266/26/20276/26/20286/26/20296/26/20306/26/2031

Series M5 – Prospect Capital Preferred Stock

Redemption Fee Schedule

*CUSIP #Original CUSIP IssuedIssue Date3 Month Dividend Recapture0%
74350D5651/16/20251/16/20261/16/2027
74350D5321/30/20251/30/20261/30/2027
74350D5162/13/20252/13/20262/13/2027
74350D4822/27/20252/27/20262/27/2027
74350D4413/13/20253/13/20263/13/2027
74350D4243/27/20253/27/20263/27/2027
74350D3754/10/20254/10/20264/10/2027
74350D3594/24/20254/24/20264/24/2027
74350D3345/15/20255/15/20265/15/2027
74350D2925/29/20255/29/20265/29/2027
74350D2686/12/20256/12/20266/12/2027
74350D2436/26/20256/26/20266/26/2027

*In order to streamline the operations of the offering relating to maintaining multiple CUSIP numbers, the Issuer has consolidated the CUSIPs issued during a six month period into a single CUSIP number. Please see the section titled, “Issuance Date Consolidation”, on page S-9 of the Prospectus for Additional Information

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